Alteris Capital Partners, Llc
- Regulatory AUM
- $140M
- Discretionary
- $140M
- Clients
- 88
- Avg AUM / client
- $1.6M
- Accounts
- 302
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $27.4M | 19.6% |
| High net worth individuals | 15 | $90.3M | 64.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $521K | 0.37% |
| Charitable organizations | Fewer than 5 clients | $21.3M | 15.3% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sierra Elrod | Registered representative | Apr 2025 (1y) | ||
| Thomas Francis Kennedy | Registered representative | CFP | Apr 2025 (1y) | |
| James Peter Sivco | Registered representative | CFA | May 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 920 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $140M (100% of AUM) Mar 2026
- National Financial Services (Fidelity) $101M (100% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗