Ascent Advisors Llc
- Regulatory AUM
- $101M
- Discretionary
- $101M
- Clients
- 235
- Avg AUM / client
- $430K
- Accounts
- 626
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 201 | $81.0M | 80.2% |
| High net worth individuals | 29 | $17.9M | 17.7% |
| Pension and profit sharing plans | 5 | $2.1M | 2.08% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Robert Bernard | Registered representative | Dec 2025 (1y) | ||
| Christopher Jon Bloch | Registered representative | Dec 2025 (1y) | ||
| James Steven Leggott | Registered representative | Dec 2025 (1y) | ||
| Jared Michael Holt | Registered representative | Dec 2025 (1y) | ||
| Thomas Richard Koehn | Registered representative | Dec 2025 (1y) | ||
| Derrick Girard | Registered representative | CFP | Dec 2025 (1y) | |
| Donald Lee Parson | Registered representative | CFA | Jan 2026 (1y) | |
| Peter Celestine Orth | Registered representative | CFP | Jan 2026 (1y) | |
| Chad Jerome Weinhold | Registered representative | Chartered Financial Consultant | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $85.0M (84% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗