Oakworth Asset Management, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 335388
· SEC file 801-132789
· Birmingham, AL
· oakworth.com
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $846M
- Discretionary
- $846M
- Clients
- 565
- Avg AUM / client
- $1.5M
- Accounts
- 746
- Employees
- 20
AUM over time
$0
$846M
Dec 2024
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 373 | $171M | 20.3% |
| High net worth individuals | 166 | $540M | 63.8% |
| Corporations and other businesses | 26 | $135M | 15.9% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ashley Summers Tabb | Registered representative | CFP | Jul 2025 (1y) | |
| Christopher Cooper | Registered representative | Jul 2025 (1y) | ||
| John Byrd Norris | Registered representative | Jul 2025 (1y) | ||
| Matthew Craig Satterfield | Registered representative | CFP | Jul 2025 (1y) | |
| Robert Charles Maund | Registered representative | CFP | Jul 2025 (1y) | |
| Ryan Nevin | Registered representative | Jul 2025 (1y) | ||
| Samuel Reed Clement | Registered representative | Jul 2025 (1y) | ||
| Tyler Cofield Busby | Registered representative | CFP | Jul 2025 (1y) | |
| William Mcdowell Frasier | Registered representative | CFP | Jul 2025 (1y) | |
| William Alexander | Registered representative | Jul 2025 (1y) | ||
| David Patrick Mcgrath | Registered representative | CFA | Jul 2025 (1y) | |
| John Thomas Hensley | Registered representative | CFP | Jul 2025 (1y) | |
| Sara Jean Mildred Veatch | Registered representative | CFP | Jul 2025 (1y) | |
| Scott Robinson | Registered representative | Jul 2025 (1y) | ||
| Lee Kirkland Banks | Registered representative | Sep 2025 (1y) | ||
| Janet Ball | Registered representative | Sep 2025 (1y) | ||
| Barron Belvin Akins | Registered representative | Feb 2026 (0y) | ||
| Cooper Lee Brown | Registered representative | May 2026 (0y) | ||
| Tracy Hope Harlow | Registered representative | May 2026 (0y) | ||
| Kara Morgan Wingard | Registered representative | CFP | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Axos Clearing $805M (95% of AUM) Mar 2026
- Oakworthcapital Bank $41.8M (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗