AUMdb

Bernicke Wealth Management, Ltd.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 335431 · SEC file 801-132485 · Altoona, WI · www.bernicke.com
☆ Save with Pro ADV data as of May 26, 2026
Regulatory AUM
$887M
Discretionary
$887M
Clients
868
Avg AUM / client
$1.0M
Accounts
2,606
Employees
26

AUM over time

$802M $887M
Aug 14, 2025 May 26, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 513 $234M 26.4%
High net worth individuals 355 $605M 68.2%
Charitable organizations Fewer than 5 clients $48.5M 5.46%

People (12)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Daniel Vernon Estenson Registered representative CFP Apr 2025 (1y)
Lindsey Marie Hendrickson Registered representative Apr 2025 (1y)
Mitchell Antone Van Den Meerendonk Registered representative CFP Apr 2025 (1y)
Steven Pearson Latham Registered representative CFP Apr 2025 (1y)
Ty Alan Bernicke Registered representative CFP Apr 2025 (1y)
Haley Alexis Turk Registered representative Nov 2025 (1y)
Kristie Lynn Weber Registered representative Nov 2025 (1y)
Tasha Strand Registered representative Nov 2025 (1y)
William Peterson Registered representative CFP Nov 2025 (1y)
Katherine Jade Aubart Registered representative Nov 2025 (1y)
Annasia Marie Ford Mc Collum Registered representative Dec 2025 (1y)
Brody Bernicke Registered representative May 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/26/2026 921 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.

View current Form ADV (SEC/IAPD) ↗