AUMdb

Oasis Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 335555 · SEC file 801-132394 · Forest City, IA · www.facebook.com
☆ Save with Pro ADV data as of Jun 17, 2026
Regulatory AUM
$278M
Discretionary
$278M
Clients
5,051
Avg AUM / client
$55.0K
Accounts
5,052
Employees
27

AUM over time

$0 $278M
Mar 12, 2025 Jun 17, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 17, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 4,960 $265M 95.4%
High net worth individuals 27 $4.6M 1.67%
Pension and profit sharing plans 1 $3.7M 1.34%
Corporations and other businesses 63 $4.3M 1.55%

People (21)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Janelle Johnson Thompson Registered representative May 2025 (1y)
Brian Robert Eckert Registered representative May 2025 (1y)
William Mitchell Zerillo Registered representative May 2025 (1y)
Bryan Matthew Dewhurst Registered representative May 2025 (1y)
Ryan Biesinger Wall Registered representative May 2025 (1y)
Taylor Jesse Thompson Registered representative May 2025 (1y)
Timothy Andrew Thompson Registered representative May 2025 (1y)
Dustin Lee Wright Registered representative May 2025 (1y)
Karen L Dins Registered representative May 2025 (1y)
Klaine Michael Doucette Registered representative May 2025 (1y)
Korey John Doucette Registered representative May 2025 (1y)
Narsing Venkat Kommireddi Registered representative May 2025 (1y)
Rukmini Sunkara Registered representative May 2025 (1y)
William Carlisle Bone Registered representative May 2025 (1y)
Larry Alexander Celaya Registered representative May 2025 (1y)
Paul Richard Debuhr Registered representative May 2025 (1y)
Seth Thomas Kelley Registered representative Jun 2025 (1y)
Gregory Kent Diamond Registered representative Jun 2025 (1y)
Karter Michael Doucette Registered representative Jun 2025 (1y)
Marcus Joel White Registered representative Jun 2025 (1y)
Johannes Jacobus Shaw Registered representative Jun 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/17/2026 1.03 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.

View current Form ADV (SEC/IAPD) ↗