Third View Private Wealth, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 324
- Avg AUM / client
- $3.6M
- Accounts
- 1,792
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 139 | $68.9M | 5.97% |
| High net worth individuals | 183 | $1.1B | 93.9% |
| Charitable organizations | 2 | $1.6M | 0.14% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Amanda Maria Diguiseppe | Registered representative | May 2025 (1y) | ||
| Christopher Mathew Sneed | Registered representative | May 2025 (1y) | ||
| Francis John Mckiernan | Registered representative | May 2025 (1y) | ||
| Jake Ryan Mc Carthy | Registered representative | CFP Chartered Financial Consultant | May 2025 (1y) | |
| Zoltan Pongracz | Registered representative | CFP Chartered Financial Consultant | May 2025 (1y) | |
| Michael Alexander Herbert | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Jerry Robert Sneed | Registered representative | CFA | Jun 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $886M (77% of AUM) Jul 2026
- Fidelity Brokerage Services $156M (13% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗