Wlth Capital Management, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 335594
· SEC file 801-132454
· Chandler, AZ
· www.linkedin.com
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ADV data as of May 28, 2026
- Regulatory AUM
- $230M
- Discretionary
- $230M
- Clients
- 81
- Avg AUM / client
- $2.8M
- Accounts
- 425
- Employees
- 6
AUM over time
$0
$230M
Dec 2024
May 2026
Annual snapshots from Form ADV filings · as of May 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 25 | $11.3M | 4.92% |
| High net worth individuals | 56 | $217M | 94.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.1M | 0.47% |
| Corporations and other businesses | Fewer than 5 clients | $783K | 0.34% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cean Nicholas Kenefick Rogers | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Richard John Spadaro | Registered representative | May 2025 (1y) | ||
| Rodney Weeks | Registered representative | CFA | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/28/2026 | 916 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $157M (69% of AUM) May 2026
- Fidelity Brokerage Services $72.3M (31% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2026.
View current Form ADV (SEC/IAPD) ↗