M3 Wealth Management, Llc
- Regulatory AUM
- $160M
- Discretionary
- $160M
- Clients
- 486
- Avg AUM / client
- $330K
- Accounts
- 858
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 24, 2026
Investments (13F portfolio — 35 positions, $129,924,680)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Specialized Funds | DIV APP ETF | $11,038,600 | 51,328 | 8.5% | 6.89% |
| 2 | Spdr Series Trust | STATE STREET SPD | $10,897,235 | 137,835 | 8.39% | 6.8% |
| 3 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $10,894,915 | 56,768 | 8.39% | 6.8% |
| 4 | Alphabet Inc | CAP STK CL A | $5,957,956 | 20,719 | 4.59% | 3.72% |
| 5 | Ge Vernova Inc | COM | $5,557,754 | 6,367 | 4.28% | 3.47% |
| 6 | Johnson & Johnson | COM | $4,537,784 | 18,564 | 3.49% | 2.83% |
| 7 | Vanguard Intl Equity Index F | ALLWRLD EX US | $4,309,989 | 57,390 | 3.32% | 2.69% |
| 8 | Apple Inc | COM | $4,229,664 | 16,666 | 3.26% | 2.64% |
| 9 | Valero Energy Corp | COM | $4,173,922 | 16,893 | 3.21% | 2.6% |
| 10 | Vanguard Index Fds | MID CAP ETF | $4,114,715 | 14,328 | 3.17% | 2.57% |
| 11 | Costco Wholesale Corporation | COM | $4,032,552 | 4,047 | 3.1% | 2.52% |
| 12 | Ishares Tr | CORE S&P SCP ETF | $3,789,590 | 30,485 | 2.92% | 2.37% |
| 13 | Tesla Inc | COM | $3,787,761 | 10,189 | 2.92% | 2.36% |
| 14 | Abbvie Inc | COM | $3,781,064 | 17,385 | 2.91% | 2.36% |
| 15 | Amazon Com Inc | COM | $3,725,742 | 17,889 | 2.87% | 2.33% |
| 16 | Waste Mgmt Inc Del | COM | $3,667,908 | 15,962 | 2.82% | 2.29% |
| 17 | Lockheed Martin Corp | COM | $3,579,802 | 5,923 | 2.76% | 2.23% |
| 18 | Stryker Corporation | COM | $3,251,069 | 9,894 | 2.5% | 2.03% |
| 19 | Southern Co | COM | $3,099,257 | 32,110 | 2.39% | 1.93% |
| 20 | Visa Inc | COM CL A | $2,935,355 | 9,712 | 2.26% | 1.83% |
| 21 | Csx Corp | COM | $2,915,699 | 71,028 | 2.24% | 1.82% |
| 22 | Goldman Sachs Group Inc | COM | $2,912,744 | 3,443 | 2.24% | 1.82% |
| 23 | Nextera Energy Inc | COM | $2,765,966 | 29,780 | 2.13% | 1.73% |
| 24 | Realty Income Corp | COM | $2,615,078 | 42,744 | 2.01% | 1.63% |
| 25 | Disney Walt Co | COM | $2,449,016 | 25,410 | 1.89% | 1.53% |
Top 25 of 35 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 426 | $70.2M | 43.8% |
| High net worth individuals | 60 | $90.0M | 56.2% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael James Donnellan | Registered representative | May 2025 (1y) | ||
| Mark Phillip Pinzone | Registered representative | May 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $160M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗