PE
Prospect Enhanced Yield Management, Llc
SEC-registered
Mutual Fund / Asset Manager · Boutique (under $100M)
CRD 335748
· SEC file 801-132686
· West Palm Beach, FL
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ADV data as of Mar 25, 2026
- Regulatory AUM
- $31.7M
- Discretionary
- $31.7M
- Clients
- 1
- Avg AUM / client
- $31.7M
- Accounts
- 1
- Employees
- 61
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $31.7M | 100.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗