AUMdb

Legend Capital Advisors Llc

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 336029 · SEC file 801-132909 · · legendcap.com
☆ Save with Pro ADV data as of Jul 27, 2026
Regulatory AUM
$250M
Discretionary
$250M
Clients
114
Avg AUM / client
$2.2M
Accounts
114
Employees
3

AUM over time

$0 $250M
May 2, 2025 Jul 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 27, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 83 $85.9M 34.3%
Pooled investment vehicles (non-investment companies) 12 $151M 60.2%
Charitable organizations 1 $119K 0.05%
Corporations and other businesses 18 $13.7M 5.48%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Adam Alexander Merino Registered representative Jul 2025 (1y)
Julia Ann Bartolomeo Registered representative CFP Oct 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.36 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.

View current Form ADV (SEC/IAPD) ↗