Prestige Wealth Management, Inc.
- Regulatory AUM
- $148M
- Discretionary
- $148M
- Clients
- 297
- Avg AUM / client
- $500K
- Accounts
- 881
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 275 | $93.3M | 62.9% |
| High net worth individuals | 22 | $55.1M | 37.1% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Gold | Registered representative | Jun 2025 (1y) | ||
| Landon Taylor Mc Intyre | Registered representative | Jun 2025 (1y) | ||
| Brian David Drolet | Registered representative | CFP | Jun 2025 (1y) | |
| Holden Ziels | Registered representative | CFP | Jan 2026 (1y) | |
| Sean Patrick Cullen | Registered representative | Feb 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $136M (91% of AUM) Jun 2026
- Charles Schwab & Co. $12.7M (9% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗