N
N
Wealth Manager · Boutique (under $100M)
CRD 336290
·
☆ Save with Pro
ADV data as of Mar 27, 2026
- Regulatory AUM
- $417
- Discretionary
- $417
- Clients
- 2
- Avg AUM / client
- $208
- Accounts
- 2
- Employees
- 1
AUM over time
$0
$417
May 18, 2025
Mar 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | $417 | 100.0% |
| High net worth individuals | Fewer than 5 | $0 | — |
| Banking or thrift institutions | Fewer than 5 | $0 | — |
| Pension and profit sharing plans | Fewer than 5 | $0 | — |
| Charitable organizations | Fewer than 5 | $0 | — |
| State or municipal government entities | Fewer than 5 | $0 | — |
| Other investment advisers | Fewer than 5 | $0 | — |
| Insurance companies | Fewer than 5 | $0 | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | — |
| Corporations and other businesses | Fewer than 5 | $0 | — |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $217 (52% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.