O'connor Alternative Investments, Llc
- Regulatory AUM
- $16.4B
- Discretionary
- $16.4B
- Clients
- 42
- Avg AUM / client
- $390M
- Accounts
- 42
- Employees
- 65
AUM over time
Annual snapshots from Form ADV filings · as of May 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 4 | $2.1B | 12.5% |
| Pooled investment vehicles (non-investment companies) | 36 | $13.0B | 79.5% |
| Insurance companies | 1 | $36.2M | 0.22% |
| Sovereign wealth funds and foreign official institutions | 1 | $1.3B | 7.8% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Joel Dorfman | Registered representative | Jan 2026 (1y) | ||
| Megan Von Feldt | Registered representative | Apr 2026 (0y) | ||
| Emma Elizabeth Glessner | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 5.55 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $1.2B (7% of AUM) May 2026
- Goldman Sachs $85.6M (1% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗