Asset One Wealth Management, Llc
- Regulatory AUM
- $983M
- Discretionary
- $983M
- Clients
- 1,173
- Avg AUM / client
- $838K
- Accounts
- 3,056
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 09, 2026
Asset allocation (SMA assets by investment type)
as of Jul 09, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 888 | $284M | 29.0% |
| High net worth individuals | 282 | $656M | 66.8% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 0 | $0 | — |
| Charitable organizations | 2 | $1.6M | 0.16% |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 1 | $40.0M | 4.07% |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Austin Lawrence Velarde | Registered representative | Jun 2025 (1y) | ||
| Don J Petricic | Registered representative | CFP | Jun 2025 (1y) | |
| Robert Thomas Phillips | Registered representative | CFP | Jun 2025 (1y) | |
| Denise Marie Petersen | Registered representative | Sep 2025 (1y) | ||
| James P Franklin | Registered representative | CFP | Nov 2025 (1y) | |
| James Thomas Ferrin | Registered representative | CFP | Nov 2025 (1y) | |
| Leah N Cook | Registered representative | Dec 2025 (1y) | ||
| Susanna Fraser | Registered representative | Dec 2025 (1y) | ||
| Marcy Rae Bibler | Registered representative | Dec 2025 (1y) | ||
| Nicole Renee Wagner | Registered representative | Dec 2025 (1y) | ||
| Rodney Michael Kramp | Registered representative | Dec 2025 (1y) | ||
| Titus David Allen | Registered representative | CFP | Dec 2025 (1y) | |
| James Andrew Ferrin | Registered representative | CFP | Feb 2026 (0y) | |
| Bradley I Ward | Registered representative | Mar 2026 (0y) | ||
| Brian Lewis Yates | Registered representative | CFP | Apr 2026 (0y) | |
| Rafael J. Yurk | Registered representative | Apr 2026 (0y) | ||
| Stephen George Bierker | Registered representative | CFA | Apr 2026 (0y) | |
| Thomas Alan Hoffman | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 987 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗