Hanover Square Wealth Advisors Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 336534
· SEC file 801-133697
·
· www.hanoversquarewa.com
☆ Save with Pro
ADV data as of Jul 31, 2026
- Regulatory AUM
- $102M
- Discretionary
- $96.0M
- Clients
- 98
- Avg AUM / client
- $1.0M
- Accounts
- 269
- Employees
- 2
AUM over time
$0
$104M
May 19, 2025
Jul 31, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 45 | $13.4M | 13.2% |
| High net worth individuals | 50 | $86.0M | 84.7% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 1 | $461K | 0.45% |
| Charitable organizations | 1 | $165K | 0.16% |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 1 | $1.6M | 1.54% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Derek Geoffrey Frosh | Registered representative | CFP | Jul 2025 (1y) | |
| Jayson Alan Snipes | Registered representative | Mar 2026 (0y) | ||
| Brooks Lucien Benton Jewett | Registered representative | CFP | Apr 2026 (0y) | |
| Loretta L. Fredere | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/07/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗