Aurea Investments Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 336580
· Milwaukee, WI
· aureainvestmentsco.com
☆ Save with Pro
ADV data as of Sep 14, 2026
- Regulatory AUM
- $596K
- Discretionary
- $596K
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 6
- Employees
- 1
AUM over time
$300K
$596K
Dec 13, 2025
Sep 14, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $596K | 100.0% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jack Grant Thayer | Registered representative | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/13/2025 | 997 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 14, 2026.
View current Form ADV (SEC/IAPD) ↗