Valley Oak Investment Strategies Llc
- Regulatory AUM
- $43.4M
- Discretionary
- $18.8M
- Clients
- 220
- Avg AUM / client
- $197K
- Accounts
- 357
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 188 | $5.6M | 13.0% |
| High net worth individuals | 21 | $26.4M | 60.7% |
| Charitable organizations | Fewer than 5 clients | $429K | 0.99% |
| Corporations and other businesses | 11 | $11.0M | 25.3% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Louis Rzepka | Registered representative | CFP | Sep 2025 (1y) | |
| Matthew Chlopek | Registered representative | Jan 2026 (1y) | ||
| Philip J Kehoe | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $31.7M (73% of AUM) Apr 2026
- Axos Clearing $7.9M (18% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 18, 2026.
View current Form ADV (SEC/IAPD) ↗