Napier Financial, Llc
- Regulatory AUM
- $588M
- Discretionary
- $547M
- Clients
- 242
- Avg AUM / client
- $2.4M
- Accounts
- 993
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 104 | $80.5M | 13.7% |
| High net worth individuals | 120 | $453M | 77.0% |
| Other investment advisers | 6 | $17.0M | 2.89% |
| Corporations and other businesses | 12 | $37.6M | 6.39% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adam J Dani | Registered representative | Jul 2025 (1y) | ||
| Alexander Gregory Weiss | Registered representative | CFP | Jul 2025 (1y) | |
| Anne Nicole Gouthro | Registered representative | CFP | Jul 2025 (1y) | |
| Dante Marco Coppola | Registered representative | CFP | Jul 2025 (1y) | |
| John Paul Napolitano | Registered representative | CFP Personal Financial Specialist | Jul 2025 (1y) | |
| Robert Christopher Napolitano | Registered representative | Jul 2025 (1y) | ||
| Thomas Hastings Fletcher | Registered representative | CFP | Jul 2025 (1y) | |
| Thomas William Schulte | Registered representative | CFP | Aug 2025 (1y) | |
| Matthew Richard Hodges | Registered representative | CFP CFA | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $531M (90% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗