Providence Legacy Advisors Llc
SEC-registered
Endowment & Foundation Advisor · Small ($100M–$1B)
CRD 336846
· SEC file 801-134269
·
· www.providencelegacyadvisors.com
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ADV data as of Mar 02, 2026
- Regulatory AUM
- $175M
- Discretionary
- $75.0M
- Clients
- 5
- Avg AUM / client
- $35.0M
- Accounts
- 11
- Employees
- 1
AUM over time
$0
$175M
Jul 31, 2025
Mar 2, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $0 | — |
| High net worth individuals | 5 | $47.2M | 27.0% |
| Charitable organizations | Fewer than 5 clients | $80.2M | 45.9% |
| Corporations and other businesses | Fewer than 5 clients | $47.3M | 27.1% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jose Luis Sabastro | Registered representative | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 842 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗