Wafd Wealth, Inc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 337346
· SEC file 801-134074
· Seattle, WA
· www.wafdwealth.com
☆ Save with Pro
ADV data as of Jan 29, 2026
- Regulatory AUM
- $348M
- Discretionary
- $287M
- Clients
- 274
- Avg AUM / client
- $1.3M
- Accounts
- 677
- Employees
- 14
AUM over time
$0
$348M
Jul 2025
Oct 2025
Annual snapshots from Form ADV filings · as of Jan 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 100 | $30.4M | 8.73% |
| High net worth individuals | 174 | $318M | 91.3% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Elizabeth Lynn Parris | Registered representative | Aug 2025 (1y) | ||
| Janiece D Collopy | Registered representative | Aug 2025 (1y) | ||
| Ka Leung Law | Registered representative | Aug 2025 (1y) | ||
| Robert Campbell | Registered representative | Aug 2025 (1y) | ||
| John Francis Chavez | Registered representative | CFP | Sep 2025 (1y) | |
| Emily E Schwartz | Registered representative | Oct 2025 (1y) | ||
| Michael Joseph Thompson | Registered representative | CFA | Feb 2026 (0y) | |
| Loren Nicole Sanchez | Registered representative | CFP | Mar 2026 (0y) | |
| Dakota Ray Cryer | Registered representative | Jun 2026 (0y) | ||
| Mollie Rose Connelly | Registered representative | Jun 2026 (0y) | ||
| Erik Daniel Austin | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/29/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Goldman Sachs $348M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 29, 2026.
View current Form ADV (SEC/IAPD) ↗