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Wealth Manager · Boutique (under $100M)
CRD 337419
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ADV data as of Jan 22, 2026
- Regulatory AUM
- $900K
- Discretionary
- $900K
- Clients
- 13
- Avg AUM / client
- $69.2K
- Accounts
- 13
- Employees
- 1
AUM over time
$900K
$900K
Jun 17, 2025
Jan 22, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $900K | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $300K (33% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 22, 2026.