Ktf Investments, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 337465
· SEC file 801-134137
· Seal Beach, CA
· www.KTFInvestments.com
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ADV data as of Jul 30, 2026
- Regulatory AUM
- $700M
- Discretionary
- $646M
- Clients
- 184
- Avg AUM / client
- $3.8M
- Accounts
- 184
- Employees
- 7
AUM over time
$0
$700M
Jul 9, 2025
Jul 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 75 | $35.6M | 5.09% |
| High net worth individuals | 109 | $665M | 94.9% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Allen Roy Mellow | Registered representative | Aug 2025 (1y) | ||
| Joshua R. Axel | Registered representative | Aug 2025 (1y) | ||
| Jess Donato Sansone | Registered representative | Aug 2025 (1y) | ||
| Melissa Victoria Godinez | Registered representative | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗