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Investment Adviser · Small ($100M–$1B)
CRD 337557
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ADV data as of Nov 21, 2025
- Regulatory AUM
- $216M
- Discretionary
- $167M
- Clients
- 152
- Avg AUM / client
- $1.4M
- Accounts
- 257
- Employees
- 5
AUM over time
$216M
$216M
Sep 4, 2025
Nov 21, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Nov 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 24 | $4.3M | 2.0% |
| High net worth individuals | 68 | $63.7M | 29.6% |
| Corporations and other businesses | 60 | $148M | 68.4% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- National Bank Of Canada $156M (72% of AUM) Nov 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 21, 2025.