Clearwave Capital, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 337738
· SEC file 801-134103
· Upland, CA
· WWW.CLEARWAVECAP.COM
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ADV data as of Mar 05, 2026
- Regulatory AUM
- $359M
- Discretionary
- $327M
- Clients
- 314
- Avg AUM / client
- $1.1M
- Accounts
- 758
- Employees
- 3
AUM over time
$0
$375M
Jul 2025
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 233 | $68.8M | 19.2% |
| High net worth individuals | 72 | $233M | 64.9% |
| Corporations and other businesses | 9 | $57.1M | 15.9% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Corey Christopher Cunningham | Registered representative | Aug 2025 (1y) | ||
| Garrett Bradford Cunningham | Registered representative | Sep 2025 (1y) | ||
| Peter Leroy Voss | Registered representative | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $326M (91% of AUM) Mar 2026
- Capital Group $32.7M (9% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗