Kraken Adviser Llc
SEC-registered
Wealth Manager · Boutique (under $100M)
CRD 337920
· SEC file 801-134398
· Fort Lauderdale, FL
· www.reddit.com
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ADV data as of Jul 20, 2026
- Regulatory AUM
- $377
- Discretionary
- $0
- Clients
- 9
- Avg AUM / client
- $41
- Accounts
- 9
- Employees
- 5
AUM over time
$0
$400
Aug 21, 2025
Jul 20, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $377 | 100.0% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Edward Crowell | Registered representative | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 1.03 MB | View · PDF · Source ↗ |
| Form ADV (full filing) | 06/16/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • INDIRECT BENEFITS FROM ADVISORY CLIENT PAYMENT TO AFFILIATES
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗