Ffo Investments Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 338887
· SEC file 801-134929
· Tampa, FL
· thefractionalfamilyoffice.com
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ADV data as of Jul 13, 2026
- Regulatory AUM
- $207M
- Discretionary
- $36.5M
- Clients
- 160
- Avg AUM / client
- $1.3M
- Accounts
- 160
- Employees
- 5
AUM over time
$0
$207M
Nov 11, 2025
Jul 13, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 160 | $207M | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexander Hull Perez | Registered representative | CFP | May 2026 (0y) | |
| Misha Mahindroo | Registered representative | Jun 2026 (0y) | ||
| Kamil Polkowski | Registered representative | Jul 2026 (0y) | ||
| Joshua Koh Swineford | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 923 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗