Prosperity Financial Group, Inc.
- Regulatory AUM
- $503M
- Discretionary
- $503M
- Clients
- 612
- Avg AUM / client
- $822K
- Accounts
- 1,360
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 476 | $133M | 26.5% |
| High net worth individuals | 122 | $359M | 71.4% |
| Pension and profit sharing plans | 13 | $10.4M | 2.07% |
| Charitable organizations | 1 | $29.5K | 0.01% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Joseph Agosta | Registered representative | CFP | Dec 2025 (1y) | |
| Elliot Herbert Kallen | Registered representative | Dec 2025 (1y) | ||
| Emmett Charles Peck | Registered representative | CFP | Dec 2025 (1y) | |
| Martin Alexander Troiani | Registered representative | Dec 2025 (1y) | ||
| Cesar Bagamasbad Dantes | Registered representative | Dec 2025 (1y) | ||
| James Derek Hebert | Registered representative | Dec 2025 (1y) | ||
| Jamie Granville Hargrave | Registered representative | Dec 2025 (1y) | ||
| Ankit Sahu | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 951 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $503M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗