AUMdb

August Wealth Advisors Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 339322 · SEC file 801-134820 · Westport, CT · www.augustwealthadvisors.com
☆ Save with Pro ADV data as of Jul 06, 2026
Regulatory AUM
$437M
Discretionary
$437M
Clients
319
Avg AUM / client
$1.4M
Accounts
641
Employees
8

AUM over time

$0 $437M
Oct 24, 2025 Jul 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 127 $33.1M 7.59%
High net worth individuals 192 $403M 92.4%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Conor Patrick Keenan Registered representative Feb 2026 (0y)
Howard Charles Greenberg Registered representative Feb 2026 (0y)
Joseph John Cardello Registered representative Feb 2026 (0y)
Peter Tyler Grave Registered representative Feb 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/06/2026 900 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.

View current Form ADV (SEC/IAPD) ↗