OC
Oaklawn Capital Management Llc
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 339373
· SEC file 801-134955
·
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ADV data as of Feb 04, 2026
- Regulatory AUM
- $153M
- Discretionary
- $153M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 1
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Corporations and other businesses | Fewer than 5 clients | $153M | 100.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 849 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Performance-based fees
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $153M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗