Hv Capital Management, Llc
SEC-registered
Wealth Manager · Boutique (under $100M)
CRD 339467
· SEC file 801-134910
· Montgomery, NY
· www.linkedin.com
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ADV data as of May 14, 2026
- Regulatory AUM
- $71.5M
- Discretionary
- $71.5M
- Clients
- 60
- Avg AUM / client
- $1.2M
- Accounts
- 114
- Employees
- 4
AUM over time
$0
$71.5M
Nov 2025
May 2026
Annual snapshots from Form ADV filings · as of May 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $13.5M | 18.9% |
| High net worth individuals | 16 | $40.0M | 55.9% |
| Pension and profit sharing plans | 2 | $11.8M | 16.4% |
| Charitable organizations | 1 | $194K | 0.27% |
| Corporations and other businesses | 4 | $6.0M | 8.43% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Melissa J. Mineau | Registered representative | Dec 2025 (1y) | ||
| Ronald Pauly Mayfield | Registered representative | CFA | Dec 2025 (1y) | |
| Mark Alan Lazarczyk | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $71.5M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2026.
View current Form ADV (SEC/IAPD) ↗