SW
Sands Wealth Strategies, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 339590
·
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ADV data as of Jul 30, 2026
- Regulatory AUM
- $36.7M
- Discretionary
- $21.6M
- Clients
- 37
- Avg AUM / client
- $993K
- Accounts
- 113
- Employees
- 1
AUM over time
$0
$36.7M
Jun 5, 2026
Jul 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 29 | $10.0M | 27.2% |
| High net worth individuals | 8 | $26.4M | 71.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $396K | 1.08% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Michael Sands | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/05/2026 | 982 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗