RC
Regiment Capital Advisors, Llc
SEC-registered
Investment Adviser · Boutique (under $100M)
CRD 339622
· SEC file 801-135384
· Chicago, IL
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ADV data as of Aug 25, 2026
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 1
AUM over time
$0
$0
Jan 22, 2026
Aug 25, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 25, 2026
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 25, 2026.
View current Form ADV (SEC/IAPD) ↗