Riverwest Investment Management, Llc
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 339697
· SEC file 801-135157
· New York, NY
· riverwestnyc.com
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ADV data as of May 19, 2026
- Regulatory AUM
- $254M
- Discretionary
- $0
- Clients
- 1
- Avg AUM / client
- $254M
- Accounts
- 16
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Corporations and other businesses | 1 | $254M | 100.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Goldman Sachs $106M (42% of AUM) May 2026
- J.P. Morgan $52.8M (21% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗