42 Am, Llc
SEC-registered
Investment Adviser · Boutique (under $100M)
CRD 339735
· SEC file 801-136362
· New York, NY
· www.42am.com
☆ Save with Pro
ADV data as of Apr 27, 2026
- Regulatory AUM
- $51.9M
- Discretionary
- $1.9M
- Clients
- 3
- Avg AUM / client
- $17.3M
- Accounts
- 3
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $1.9M | 3.57% |
| Insurance companies | 1 | $50.0M | 96.4% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1.27 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • CHECK (OID SKIM)
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Truist Securities, Inc. $4.8M (9% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗