Sc Asset Management Asesores En Inversiones Independientes, S.A.
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 339845
· SEC file 801-135381
· Mexico City
· www.summa-corporation.com
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ADV data as of Jun 02, 2026
- Regulatory AUM
- $553M
- Discretionary
- $553M
- Clients
- 385
- Avg AUM / client
- $1.4M
- Accounts
- 515
- Employees
- 6
AUM over time
$553M
$553M
Jan 22, 2026
Jun 2, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 272 | $75.5M | 13.6% |
| High net worth individuals | 85 | $187M | 33.8% |
| Banking or thrift institutions | 6 | $20.9M | 3.79% |
| Pooled investment vehicles (non-investment companies) | 2 | $140M | 25.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $10.9M | 1.97% |
| Charitable organizations | Fewer than 5 clients | $11.6M | 2.09% |
| Insurance companies | Fewer than 5 clients | $88.2M | 15.9% |
| Corporations and other businesses | 20 | $19.3M | 3.48% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Pershing $114M (21% of AUM) Jun 2026
- Scotia Inverlat Casa De Bolsa, S.A. De C.V. $67.9M (12% of AUM) Jun 2026
- Casa De Bolsa Finamex, Sa B De Cv $61.9M (11% of AUM) Jun 2026
- Allianz México, S.A. $57.2M (10% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗