Ppsgrp Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 340003
· SEC file 801-135208
· White Plains, NY
· www.ppsgrp.com
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ADV data as of Aug 07, 2026
- Regulatory AUM
- $157M
- Discretionary
- $22.0M
- Clients
- 426
- Avg AUM / client
- $369K
- Accounts
- 426
- Employees
- 5
AUM over time
$0
$157M
Dec 19, 2025
Aug 7, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 426 | $157M | 100.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brianna Michelle Melahn | Registered representative | CFP | Feb 2026 (0y) | |
| Julia Anne Teresa Peloso Barnes | Registered representative | CFP | Feb 2026 (0y) | |
| Naoka Nakagawa | Registered representative | Feb 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 854 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 07, 2026.
View current Form ADV (SEC/IAPD) ↗