AUMdb
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Hesmer Wealth Management Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 340213 · SEC file 801-135302 ·
☆ Save with Pro ADV data as of Jul 29, 2026
Regulatory AUM
$288M
Discretionary
$250M
Clients
269
Avg AUM / client
$1.1M
Accounts
1,140
Employees
4

AUM over time

$0 $288M
Jan 9, 2026 Jul 29, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 29, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 141 $44.8M 15.5%
High net worth individuals 108 $201M 69.6%
Pension and profit sharing plans 9 $37.7M 13.1%
Corporations and other businesses 11 $5.1M 1.75%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brian Michael Carroll Registered representative CFP Feb 2026 (0y)
William Russell Hesmer Registered representative CFP Feb 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/28/2026 995 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.

View current Form ADV (SEC/IAPD) ↗