AUMdb

Independent Capital, Llc

State-registered Investment Adviser · Boutique (under $100M) CRD 340359 · Chicago, IL · www.independentcapital.co
☆ Save with Pro ADV data as of Jul 24, 2026
Regulatory AUM
$0
Discretionary
$0
Clients
Avg AUM / client
Accounts
0
Employees
1

AUM over time

$0 $0
Jul 16, 2026 Jul 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Neudesic, Llc 401(k) Profit Sharing Plan Neudesic, Llc 2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Thomas Dekari Kerney Registered representative Jul 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Neudesic, Llc 401(k) Profit Sharing Plan Neudesic, Llc 612 $54.0M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/16/2026 979 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.

View current Form ADV (SEC/IAPD) ↗