Swan Wealth Management Llc
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ADV data as of Aug 19, 2026
- Regulatory AUM
- $49.4M
- Discretionary
- $49.4M
- Clients
- 71
- Avg AUM / client
- $696K
- Accounts
- 205
- Employees
- 3
AUM over time
$0
$49.4M
May 19, 2026
Aug 19, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 61 | $26.2M | 53.1% |
| High net worth individuals | 10 | $23.2M | 46.9% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald James Stewart | Registered representative | CFP | May 2026 (0y) | |
| Michael Mahalich | Registered representative | May 2026 (0y) | ||
| Thomas John Bruce | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 19, 2026.
View current Form ADV (SEC/IAPD) ↗