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Wealth Manager · Small ($100M–$1B) CRD 340434 ·
☆ Save with Pro ADV data as of Jun 04, 2026
Regulatory AUM
$664M
Discretionary
$664M
Clients
2,084
Avg AUM / client
$318K
Accounts
2,084
Employees
63

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 2,045 $640M 96.5%
Corporations and other businesses 39 $23.2M 3.5%

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Fixed fees
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 04, 2026.