Ec Ventures V Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 340444
· SEC file 801-135545
· Colorado Springs, CO
· www.linkedin.com
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ADV data as of Jul 10, 2026
- Regulatory AUM
- $292M
- Discretionary
- $292M
- Clients
- 206
- Avg AUM / client
- $1.4M
- Accounts
- 527
- Employees
- 8
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 147 | $54.3M | 18.6% |
| High net worth individuals | 41 | $126M | 43.2% |
| Charitable organizations | Fewer than 5 clients | $1.3M | 0.43% |
| Corporations and other businesses | 18 | $111M | 37.8% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tara Nicole Seegers | Registered representative | CFP | Mar 2026 (0y) | |
| Nichole Ruth | Registered representative | CFP | Apr 2026 (0y) | |
| Beth Vivian Walker | Registered representative | Jun 2026 (0y) | ||
| Emma Lee Haman | Registered representative | Jun 2026 (0y) | ||
| Paul D Bishop | Registered representative | CFP | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 944 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $153M (52% of AUM) Jul 2026
- National Financial Services (Fidelity) $114M (39% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗