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Wealth Manager · Small ($100M–$1B)
CRD 340533
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ADV data as of Jul 21, 2026
- Regulatory AUM
- $129M
- Discretionary
- $129M
- Clients
- 341
- Avg AUM / client
- $379K
- Accounts
- 870
- Employees
- 6
AUM over time
$129M
$129M
May 15, 2026
Jul 21, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 290 | $66.3M | 51.4% |
| High net worth individuals | 26 | $31.2M | 24.1% |
| Banking or thrift institutions | Fewer than 5 | — | — |
| Pension and profit sharing plans | 7 | $29.2M | 22.6% |
| Charitable organizations | Fewer than 5 | — | — |
| State or municipal government entities | Fewer than 5 | — | — |
| Other investment advisers | Fewer than 5 | — | — |
| Insurance companies | Fewer than 5 | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | — | — |
| Corporations and other businesses | 18 | $2.4M | 1.89% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.