Fiduciary Capital Management Llc
- Regulatory AUM
- $150M
- Discretionary
- $5.8M
- Clients
- 74
- Avg AUM / client
- $2.0M
- Accounts
- 74
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Asset allocation (SMA assets by investment type)
as of Jul 09, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $5.8M | 3.84% |
| High net worth individuals | 1 | $144M | 96.2% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marcus Lincoln Scott | Registered representative | CFP | Mar 2026 (0y) | |
| James William Barrineau | Registered representative | Mar 2026 (0y) | ||
| Thomas B Sanchez | Registered representative | Apr 2026 (0y) | ||
| Antonio Luis Gonzalez | Registered representative | Apr 2026 (0y) | ||
| Paul Joseph Mcintyre | Registered representative | Apr 2026 (0y) | ||
| Cory Reid Neumiller | Registered representative | Jun 2026 (0y) | ||
| Xinyue Ge | Registered representative | CFA | Jun 2026 (0y) | |
| Decorious T Williams | Registered representative | Jun 2026 (0y) | ||
| Kevin Joseph Carroll | Registered representative | Jun 2026 (0y) | ||
| Michael Sam Caruana | Registered representative | Jun 2026 (0y) | ||
| Alfred Dinicola | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗