Factorpoint Planning, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 341229
· SEC file 801-135767
· Pittsford, NY
· www.linkedin.com
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ADV data as of Aug 03, 2026
- Regulatory AUM
- $288M
- Discretionary
- $288M
- Clients
- 141
- Avg AUM / client
- $2.0M
- Accounts
- 565
- Employees
- 3
AUM over time
$0
$288M
Mar 5, 2026
Aug 3, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 74 | $34.8M | 12.1% |
| High net worth individuals | 67 | $249M | 86.4% |
| Corporations and other businesses | Fewer than 5 clients | $4.4M | 1.53% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frederick Krokenberger | Registered representative | CFP | Apr 2026 (0y) | |
| Kurt James Krokenberger | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗