Factory Capital Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 341250
· SEC file 801-135866
· Los Angeles, CA
· TheFactoryHQ.com
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ADV data as of Aug 07, 2026
- Regulatory AUM
- $103M
- Discretionary
- $103M
- Clients
- 26
- Avg AUM / client
- $3.9M
- Accounts
- 26
- Employees
- 7
AUM over time
$0
$103M
Mar 16, 2026
Aug 7, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $4.2M | 4.12% |
| High net worth individuals | 14 | $97.5M | 95.1% |
| Corporations and other businesses | 3 | $759K | 0.74% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Travis Anthony Henry | Registered representative | May 2026 (0y) | ||
| Joseph Robert Gandolfo | Registered representative | CFA | Jul 2026 (0y) | |
| Trenton Jaret Bryde | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 07, 2026.
View current Form ADV (SEC/IAPD) ↗