Hafele Investments, Inc.
SEC-registered
Private Fund Manager · Boutique (under $100M)
CRD 341803
· SEC file 801-136566
· Louisville, KY
· www.linkedin.com
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ADV data as of Jul 01, 2026
- Regulatory AUM
- $57.7M
- Discretionary
- $57.7M
- Clients
- 9
- Avg AUM / client
- $6.4M
- Accounts
- 9
- Employees
- 4
AUM over time
$57.7M
$57.7M
May 22, 2026
Jul 1, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 9 | $57.7M | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carl Wilfred Hafele | Registered representative | CFA | Jun 2026 (0y) | |
| Michael Neal Campbell | Registered representative | CFA | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 2.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗