Steffens Financial Corp

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 342546 · SEC file 801-136512 · Byram Township, NJ · www.steffensfinancial.com

☆ Save with Pro ADV data as of Sep 25, 2026

Regulatory AUM: $162M
Discretionary: $162M
Clients: 229
Avg AUM / client: $707K
Accounts: 432
Employees: 10

Who they serve

Client type	Clients	AUM	% of AUM
Individuals (non-high net worth)	187	$56.9M	35.1%
High net worth individuals	37	$103M	63.4%
Pension and profit sharing plans	2	$1.3M	0.82%
Corporations and other businesses	3	$1.1M	0.68%

People (3)

roster as of Jul 20, 2026

Name	Role / title	With firm since
Shain Andru Steffens	Registered representative	Jul 2026 (0y)
Shawn Adam Steffens	Registered representative	Jul 2026 (0y)
Melinda B Gaertner	Registered representative	Jul 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	05/29/2026	845 KB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management
• Hourly charges
• Fixed fees

Services

• Financial planning services
• Portfolio management for individuals/small businesses
• Portfolio management for businesses/institutional clients
• Pension consulting services
• Selection of other advisers
• Other services

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 25, 2026.

View current Form ADV (SEC/IAPD) ↗