CA
Charbeth Advisory L.L.C.
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 342682
· SEC file 801-136750
·
☆ Save with Pro
ADV data as of Jun 15, 2026
- Regulatory AUM
- $370M
- Discretionary
- $370M
- Clients
- 1
- Avg AUM / client
- $370M
- Accounts
- 1
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other | 1 | $370M | 100.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/15/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- UBS $151M (41% of AUM) Jun 2026
- Pershing $90.0M (24% of AUM) Jun 2026
- J.P. Morgan $78.0M (21% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 15, 2026.
View current Form ADV (SEC/IAPD) ↗