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Wealth Manager · Boutique (under $100M)
CRD 342684
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ADV data as of Sep 30, 2026
- Regulatory AUM
- $4.1M
- Discretionary
- $4.1M
- Clients
- 42
- Avg AUM / client
- $98.0K
- Accounts
- 42
- Employees
- 14
AUM over time
$4.1M
$4.1M
Jun 1, 2026
Sep 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 40 | $3.1M | 75.3% |
| High net worth individuals | 2 | $1.0M | 24.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Banco Btg Pactual S.A $4.2M (102% of AUM) Sep 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 30, 2026.