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Wealth Manager · Boutique (under $100M)
CRD 342684
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ADV data as of Jun 01, 2026
- Regulatory AUM
- $4.1M
- Discretionary
- $4.1M
- Clients
- 42
- Avg AUM / client
- $98.0K
- Accounts
- 42
- Employees
- 12
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 40 | $3.1M | 75.3% |
| High net worth individuals | 2 | $1.0M | 24.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Banco Btg Pactual S.A $4.2M (102% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.