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Wealth Manager · Boutique (under $100M)
CRD 342798
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ADV data as of Jun 25, 2026
- Regulatory AUM
- $2.3M
- Discretionary
- $2.3M
- Clients
- 7
- Avg AUM / client
- $323K
- Accounts
- 1
- Employees
- 12
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $2.3M | 100.0% |
| Banking or thrift institutions | 1 | — | — |
| Pension and profit sharing plans | 1 | — | — |
| Charitable organizations | 1 | — | — |
| Sovereign wealth funds and foreign official institutions | 2 | — | — |
| Corporations and other businesses | 1 | — | — |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
- • Other fees
- • DISCLOSED, TRANSACTION-LINKED
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.